Displaying 1-3 of 3 results
Compliance Officer
David Lerner Associates, Inc. - Long Island, New York
Legal / Law Related
Overview: David Lerner Associates, Inc. ("DLA") seeks to hire a highly motivated Compliance Officer who will assist the CCO, working with other Compliance staff in handling the day-to-day administration of DLA's compliance program. Applicant must be willing to handle multiple job responsibilities including: Surveillance and monitoring activities Compliance training for registered representatives Drafting regulatory filings Written communications with regulatory agencies and investors Trade reviews (municipal securities, mutual funds) Suitability reviews of retail transactions in DLA's … (see more)
Sales Representative - Financial Sales
David Lerner Associates - Long Island, New York
Sales / Sales Management
Job Description Are you looking for a new career path? One that will give you the opportunity to finally build something for yourself? David Lerner Associates has just the opportunity for you. We are looking for driven and entrepreneurial-minded people to become Investment Counselors. As an Investment Counselor you will meet with prospective clients before they invest in order to determine their needs , objectives and their risk tolerance. While we carefully structure our investors’ portfolios to meet their financial needs, we focus on those investments, some of which are … (see more)
Sales Representative - Financial Sales
David Lerner Associates - New York City, New York
Sales / Sales Management
Job Description Are you looking for a new career path? One that will give you the opportunity to finally build something for yourself? David Lerner Associates has just the opportunity for you. We are looking for driven and entrepreneurial-minded people to become Investment Counselors. As an Investment Counselor you will meet with prospective clients before they invest in order to determine their needs , objectives and their risk tolerance. While we carefully structure our investors’ portfolios to meet their financial needs, we focus on those investments, some of which are … (see more)
Displaying 1-3 of 3 results

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